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By Marni Becker-Avin
For an In-depth Focus Group, the attorney involved
will present the information to the jury (he/she should portray
the opponents side), and another attorney in the firm will
represent the client. Demonstrative evidence, witnesses, video depositions,
documents, or other evidence can be shown to the jury for them to
evaluate as part of the deliberations. Each side will have approximately
20 minutes to present their case. The moderator will facilitate
the group discussions. An informal focus group is different
only in that the attorneys are not present. The moderator presents
the case to the jury piecemeal in order to determine what is or
is not important to them in the decision-making process. Approximately
90% of the same information can be gleaned through an informal
focus group, with the exception of attorney presentation analysis.
In either format, the information is gathered and analyzed into
a report which should offer objective results and suggestions of
strategies which could be implemented at trial or mediations.
1. Plan ahead for the group simulation by studying the facts of
the case and having a basic understanding of the underlying law
involved. Remember, the jury is the finder of fact, so the focus
of the group should be on the facts of the case (i.e. problem areas,
issues of importance, whats irrelevant, the theme, analogies,
how they feel, preconceived notions, what would change their mind,
etc.).
2. Hire jurors from the prospective venue area if possible, and
arrange to meet them in an objective environment, such
as a hotel conference room, so as not to influence the jurors in
any way. For example, if the jurors see a sign of the law firms
or realize that you work for one side or the other, they may be
more apt to skew their answers as opposed to answering honestly.
Most jurors will insist on getting paid for their time. This is
to be expected, and does not influence their opinions in any significant
way. Because the jurors are getting paid to listen and participate,
and because they are told that they are helping the attorneys to
possibly settle the matter before it gets to a courtroom, the jurors
feel that they have a stake in the outcome, and are more likely
than not to be open and honest with regard to their opinions, viewpoints,
or biases.
3. Jurors can be procured in any number of ways: via a database
compiled by the consultant, an ad in the newspaper, a university
campus, an airport or bar in the area, an employment firm, a marketing
research company, etc. Groups may also be conducted via email or
on a website. The downside of these types of groups is that you
do not get to observe the jurors body language and interaction.
However, there is an upside: the freedom to provide honest feedback
and uncensored truths. Also, you can get the opinion of jurors on
their own time, at night, or when they are not working and do not
feel time constraints or pressure. By conducting the focus group
in person, you run the risk of having no-shows (always remember
to confirm the day before).
4. Do not select jurors or prejudge jurors based on demographics
or physical appearance. You do not know how intelligent that person
is or under what circumstances that person grew up. It is our life
experiences and va lue beliefs that influence the way we perceive
various issues. While you may take into consideration the persons
race, religion, or ethnicity, it should not be a main focus.
5. Set up the room so that the 6 to 12 jurors are facing each other,
with the moderator at the end. Begin by explaining the expectations
of participation and confidentiality. Confidentiality goes both
ways, which means that the attorneys involved do not get to know
the names, phone numbers, or addresses of the jurors. The environment
must be conducive to open discussion, thus, make sure the room is
at a comfortable temperature, there are refreshments for those that
would like food or drink, the bathrooms are right down the hall,
and each person has been supplied with paper and pens. If you are
going to watch a video or you will have to draw something, remember
to require the conference room supply you with a tv and vcr and/or
an easel board.
6. Unless otherwise agreed to by the moderator beforehand, the
client should not be physically present to observe the group. Likewise,
the client should not be provided with the actual report containing
the analysis of the group. This is because the report may create
high expectations that may not be obtainable or it may discourage
your client from pursuing the matter altogether, depending on the
outcome of the particular research. If your clients want to know
the results of the simulation, it is my suggestion that you write
a letter which summarizes the results in your own words and the
implications of the results from your perspective. A focus group
is only one tool in an attorneys arsenal, from which he/she
can strategize, prepare, negotiate, structure opening argument,
determine prospective jurors, develop themes, or settle a litigation.
It is both science and an art, and while not a guarantee of results,
it is understood that every little edge helps.
7. A good moderator will make sure that everyone gets a chance
to speak, clarify any misconceptions, paraphrase jurors statements
or responses, highlight key points, probe past the jurors
subconscious defenses, take note of body language and non-verbal
communication, encourage discussion and development of themes, etc.
It is important to attempt to sway the case against the client in
order to determine what it would take to convince the jurors
to rule in your favor. Questions should begin with how, what, which,
when, and who. Why or Dont questions tend to elicit a defensive
response. Jurors can be asked to hypothesize in order to exp lore
alternative perspectives. You can ask them to choose among a list
of options to determine what is most important to them. The moderator
must encourage the jurors to participate, keep talking honestly,
be comfortable with one another, and above all, have fun with it.
8. Focus Groups will be more valuable to the end-user if the objectives
are narrowed considerably. Instead of How do I win the case?,
Simplify what you want answered. For example, How do I best
communicate the complexity or the technical aspects of this case?,
What type of Jurors do I want on my Jury?, What
is the damage potential of this case?, Should I settle,
and if so, for how much?, Does the main witness appeal
to a jury or come off as a pompous ass?, What should
I be asking these witnesses in their depositions?, What
kind of evidence should I be looking for during discovery?,
Should I accept this case on contingency?, and What
is my theme in this case?.
9. Dont just end the deliberations at who wins, how is it
apportioned (if at all), and how much. It is important to question
each juror, after achieving a baseline from within the group, as
to why they decided the way that they did, what was the one thing
that stood out in their mind that tipped the scale in that direction,
what you could tell them or show them that could change their minds
to rule for the other side, and what they would like to know or
see about the case that was not presented or answered for them.
Some consultants like to use questionnaires as to attorney presentation,
witness evaluation, evidence analysis, case strength and weaknesses,
etc. in order for each juror to individually evaluate the particulars
of the case prior to deliberating as a group. While the results
of a focus group are work product for purposes of litigation, you
want to be careful as to the amount of documentation produced. If
the moderator is good, he/she will effectively glean all of this
information from the jurors throughout the process and compile the
information in the report.
10. Usually, what is important to a jury is never what was important
to the attorney (and visa versa). The focus group helps the attorney
and/or the client, who is usually too close to his/her case to view
it objectively, to see outside the box and view reality from another
prospective. Focus reports can also be helpful during mediations
and/or negotiations. While I dont suggest showing the report
to opposing counsel, some attorneys like to discuss
what a representative group of people thought about the case.
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