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By Marni Becker-Avin
Introduction
There are many techniques implemented by trial consultants in order
to expose juror proclivities and prejudices and select the jurors
most inclined to vote for that side's client. These techniques are
used to guide attorneys in analyzing juror attitudes, identifying
strengths and weaknesses of the case, and predicting the outcome
of the case. Aside from case analysis and stratagem (the psychological
effects of the attorney's chosen words on the juror), the trial
consultant also conducts witness preparation (how to answer questions,
eye contact, body language, etc.), focus groups, mock trials, and
voir dire research.
Change Of Venue Studies
When a potential panel has been tainted by pretrial publicity, one
of the jurors yelling out biased misinformation in front of the
others, or the identity of one of the parties/attorneys, the judge
has various remedial measures at his disposal to counteract the
negative effects. Because of this prior knowledge, potential panels
in the community may have preconceived notions about the facts or
a dislike/distrust of one of the parties. In this case, a judge
may be inclined to grant a motion for change of venue. Trial Consultants
conduct change of venue studies to determine the extent of community
knowledge, pre-existing community attitudes, and the prospects of
a prejudiced jury pool. Two techniques are utilized in order to
accomplish the change of venue study: media content analysis (i.e.:
publicity research) and community attitude surveys.
A venue study entails researching the demographics, media coverage
(print and television) in the nearby counties, and community attitude
surveys conducted in those areas. First, the trial consultant would
contact the chamber of commerce in the county to research the general
demographics of the area (i.e. how many women, how many Hispanics,
the mean age, etc). In order to measure the extent of knowledge
the surrounding counties have of the specific case, he/she should
visit a library in the county and read back issues of newspapers
dating back to when the case actually occurred.
The community's attitude can be measured by calling people in the
area or going to a local mall and asking them questions about a
"hypothetical case." For a fee, the local phone company
usually provides a list of approximately 500 random phone numbers
in the area. Obviously, out of the 500 contacted, many refuse to
answer the survey; however, if even a third complete the questions
put to them, then the trial consultant will have a sufficient amount
of data in order to support a motion for change of venue. Ask people
if they knew about the case, how much they remembered, where they
learned it from, how much, how they felt about it, what we could
say that would change their mind, and general demographic questions
(i.e. age, income, status, occupation, and what newspapers they
read). Even if the court denies a motion for a change of venue,
evidence of potential prejudice may convince the court that individual
as opposed to group questioning is appropriate, may persuade the
court to expand the questioning of prospective jurors during the
voir dire, and may increase the willingness of the court to grant
challenges for cause when a juror gives some sign of predisposition
in the case.
Focus Groups/Mock Trails
In a focus group, mock jurors hear abbreviated arguments presented
by the trial team and are given actual jury instructions. They are
carefully observed and evaluated during deliberation to pinpoint
problem areas that may require more explanation. The main goal of
the focus group is to analyze issues in a case in order to shape
or refine the case. A focus group consists of about 6-12 individuals
who are a representative sample of the possible jury pool within
the particular venue. These "jurors" believe that they
are participating in an arbitration, with the head arbitrator being
the trial consultant, and the attorneys for each side being the
actual plaintiff and defendant in the case. By informing the jurors
that their input will help resolve the disagreement in a peaceful
manner, the jurors will feel as if they have a stake in the outcome,
and therefore, will be more likely to concentrate and take their
role seriously. It is the role of the arbitrator to skew the decision
against our client deliberately, in an effort to determine what
issues are important to the jurors and how to strengthen our case.
Each "party" will have approximately 5 minutes to impart
their "side of the story" to the jurors in a friendly,
informal manner. The jurors are then allowed to openly ask questions,
which allows the consultant to take note as to what issues are important
to the jurors and/or what issues need to be clarified. Following
the question and answer period, the "arbitrator" will
hand out a copy of the jury instructions and verdict form to each
juror, the "parties" will leave the room, and the consultant
will instruct the jurors to deliberate on the issues and reach a
verdict. During this phase, the consultant carefully observes the
jurors in order to pinpoint possible problem areas which either
require further explanation and/or expansion. Usually, the issue
of liability is deliberated first, and then, after a second session
of questions and answers with the "parties", the jury
will decide the extent of damages to be awarded. The reason for
this bifurcation is that in the likely event that the liability
issue is determined against our client, the trial consultant can
then say, "If we told you A,B, and/or C, would that change
your mind?
.Is X, Y, and/or Z important to you?
.If you
were told all of those things right now, would that change your
answer?
." The consultant then asks the jurors to assume
those things to be true, and determine the amount of damages awarded
in that event; thus, separating the issues of liability and damages
in the juror's minds.
A mock trial is a more in depth, formal, and extensive focus group
which also tests the effect of opening and closing statements on
the jury. In a mock trial, jurors will be exposed to opening statements,
closing arguments, crucial witness testimony, and any evidence or
demonstrative evidence which is important to the case. During mock
trials, however, the attorneys play themselves, with one attorney
from the firm playing the opponent and advocating accordingly. Should
the attorney wish for his/her client and/or star/expert witness
to be examined in front of the jurors, then the actual client and/or
star/expert witness must be present.
Jurors fill out questionnaires before, during, and after the evidence
is presented. The questionnaires before the trial begins seek background
information on the jurors as well as their views on the particular
facts and law in the case. The questionnaires during and after the
trial enactment ask, among other things, what issues the jury believes
to be the most important, why they voted a certain way, and what
could have been said that would have changed their minds. After
comparing the questionnaires, it becomes possible to determine what
type of person would likely be pro-plaintiff (or state) and what
type would be pro-defendant. Lawyers are sometimes so involved with
the case that they think they are explaining all the pertinent information
in an understandable manner. However, A pretrial test of juror reactions
to the facts of the case and arguments that both sides are expected
to make can provide a crucial warning that the theme initially selected
is not plausible, that the message is unclear, that jurors will
be unconvinced by the message, that jurors are troubled by missing
information, or that emphasis should be placed on an issue that
the attorney deemed minor.
Key witnesses may be directly examined or cross-examined either
in person or by allowing the jurors to view portions of a videotaped
deposition. This allows the consultant to test the effect of the
witness's testimony and demeanor on the jury, and determine which
areas of testimony/demeanor need to be strengthened and/or corrected
during witness preparation. In the event that the attorney wishes
to test his key witness in this manner, the jury will be given another
questionnaire concerning the likeability and believability of the
witness. Obviously, this exercise is especially appropriate for
the actual client, if he/she is taking the stand, and any expert
witnesses that may be crucial to the case. Then, as in focus groups,
the issues of liability and extent of damages are bifurcated, and
jurors are given verdict forms and jury instructions and are told
to deliberate and reach a verdict.
Witness Preparation
Based on the information elicited from the witness examination during
the focus group and/or mock trial, the consultant can then help
the witness better prepare for the delivery of his/her testimony
and/or the way in which he/she conducts him/herself in the way of
demeanor. In order to develop a more effective and believable witness,
various communication techniques are utilized. The Consultant will
work one-on-one with the witness in an effort to make him/her more
relaxed (i.e.: through relaxation techniques, hypnosis, repetition,
visualization, etc.) and more likable to the jurors (i.e. less arrogance,
sneering, and/or defensiveness, and more sincerity, compassion,
and intelligence).
Demonstrative Evidence
Studies show that the attention spans of the American people have
decreased significantly throughout the years. For that reason, demonstrative
evidence is utilized in an effort to reinforce key arguments and
facts, better clarify important points, and insure more effective
courtroom communication. By combining the trial consultants research
results and working with graphic artists , the trial consultant
can effectively design, produce, and utilize during trial various
visual aids such as document enlargements, charts and graphs, timetables,
computer graphics, models of the crime scene, video productions,
photographic services, computer animations, and many more. Clients
will be especially pleased to learn that the firm does not have
to contract out in order to develop these aids because the MIS department
is more than efficient when it comes to creating the necessary demonstrative
evidence.
Voir Dire
While profiles of favorable juror prospects can be compiled through
pre-trial attitudinal questionnaires, a trial consultant implements
techniques in the courtroom as well (i.e.: jury selection, demonstrative
evidence, structuring opening statements and closing arguments,
and phrasing jury instructions favorably). Techniques such as focus
groups, mock trials, community attitude surveys, and pre-trial publicity
research help to educate the attorney about the extent of knowledge
the prospective jurors will have about the case, their preconceived
opinions and views on the case, problem areas that need to be emphasized
or refined, and how the wording of their arguments will psychologically
effect the jury. However, studies have shown that 90% of jurors
have decided the case during voir dire based on which attorney they
like better. The remaining 10% make their determination after hearing
opening statements. Thus, cases are often won or lost during jury
selection.
In-Court rating of attitudes and non-verbal communications can
be accomplished during voir dire by asking questions and taking
notice of body posture, speech disturbances, and tone of voice.
In an effort to curb the extensive jury questioning on voir dire,
judges have been more willing to allow the use of jury questionnaires.
Lawyers can use these questionnaires effectively to screen jurors
for more extensive inquiries at voir dire by finding on its face
an indication of bias in the jurors answers. This would allow freer
and more expansive questioning of the potential jurors; however,
it is very unlikely that the jurors would be honest and readily
reveal bias on the questionnaires.
There are other ways to detect bias and determine which of the
jurors would be the most advantageous to select. Attorneys can help
with this by asking the right questions in the right way. The true,
yet unstated purpose of voir dire is to attempt to select those
jurors who will be receptive to the attorney's view of the facts.
This can be accomplished by building a rapport with the juror, preconditioning
the juror, and delving into each juror's private thoughts and experiences.
Cases are won and lost on Voir Dire. While the socially accepted
purpose of voir dire is to isolate and excuse potentially biased
jurors, the true, yet unstated, purpose of the process is to reject
jurors biased against your side.
Attorneys select jurors who they will be able to persuade, not
jurors who will be "fair and impartial" to both sides.
The art of manipulation is used by both sides to precondition the
jurors to each client's advantage. Since voir dire gives the jury
its first impression of the attorneys, it is the counsel's best
chance to sell himself and his client. The questions on voir dire
enable the attorneys to ascertain how a juror thinks and what he
will be receptive to hearing.
Attorneys can educate jurors on the facts and the law through
the voir dire questions. The attorneys should become adept at asking
questions in a way that will elicit the desired response. Many attorneys
attempt to educate jurors not only to ascertain which ones would
be favorable but also to make them more favorable by educating them
about the issues in the case. By asking questions of one potential
juror, the lawyer can educate and bias the others on the panel.
If one juror replies in the sought-after manner in front of the
rest of the panel, then the other potential jurors become exposed
to that way of thinking. For example, consider the case where the
main issue was proper installation of a child seat in a car. There
is one mom on the panel, and the rest of the jurors are older men.
The attorney can ask her how she installs her car seat to best keep
her child safe. If the attorney can get her to say that a particular
installation is unsafe, then she becomes an expert witness of sorts.
This may plant a lasting impression that the lawyers would want
to make in the mind of other jurors who may not have had similar
experiences.
Since it has already been established that voir dire is crucial
to the outcome of a trial, it would behoove the attorneys to find
out as much as they can about the jurors who will be deciding their
client's fate. Attorneys should ask a variety of questions covering
a wide spectrum of beliefs, attitudes, and backgrounds in order
to determine juror bias. Good questions to ask jurors which tend
to build a rapport with them and delve into their privacy include:
age, number of children, marital status, spouse's occupation, children's
occupation, attitudes toward big corporations, stock held in any
corporation, political affiliation and views, religion, education,
publications read and the frequency with which they are read, views
on the death penalty, experiences with the legal system, social
organizations, hobbies and interests, etc. Life experiences and
psychological characteristics are more important than demographics
alone considering the complexities of the modern world.
Open-ended, non-directive questions that require more than a yes/no
answer are best in order to get the desired answer. For example,
instead of saying, "Can you abide by the principle of law that
a defendant is not deemed guilty if he chooses not to take the stand?",
more would be learned about the juror by stating the question in
a different way: "Defendant is not required to take the stand
and testify, and if he does not, it can not be taken as evidence
of guilt. Some jurors have difficulty with this, and that's okay.
How would you react if the defendant did not take the stand and
testify on his own behalf?" A case study on non-directive voir
dire found that the informal style of asking questions created an
atmosphere where jurors felt less constrained to give a socially
desirable response and freer to express his actual feelings.
During voir dire, the attorney must set the stage for the jury
so they know what to expect if they are chosen. It is often said
that a case is won or lost on voir dire because it is the first
time that the attorney has the chance to build a rapport with the
prospective jurors. Since it is essential that each juror serving
be sympathetic to the case the attorney wishes to present, voir
dire must be utilized as a tool to precondition jurors. Preconditioning
serves two important functions: it prevents the jury from thinking
that the attorneys are trying to hide information because the bad
evidence is admitted right away, and it causes the jury to be familiar
and sympathetic to the client's case. While preconditioning may
not be a "proper" role for voir dire, we do not live in
a perfect world and sometimes justice is best served by preparing
prospective jurors to be receptive to views they may not have otherwise
had coming into court.
Jurors not only learn about the law and facts of the case by listening
to the others on the panel, but they also may learn incorrect information
or various strategies to get excused from serving. Jurors can be
questioned individually or in front of the rest of the panel. As
suggested previously, because individual voir dire is time consuming,
most judges prefer group voir dire. For this reason, many jurors
may imitate answers they have heard given by their peers. This creates
an obstacle for attorneys who are trying to discover backgrounds
and attitudes and isolate prejudices. Because attorneys have found
that delving into juror proclivities is a psychological task, experts
called jury consultants are hired. Consultants practice scientific
jury selection which entails linking demographics and personality
traits to juror predispositions in order to predict verdicts.
Attorneys should begin by introducing themselves and their client
and discuss various aspects of the law. For example, the pool of
jurors should be informed that the plaintiff has the burden of proving
the case, what that standard of proof entails, and a quick sketch
of the facts in the case. The Lawyer should ask the jury panel right
away whether they can hold the plaintiff to his burden, if they
know anything about the accident or crime, if they have any bias
against the particular law to be used in the case, and if they know
any of the parties or witnesses in the case. Silent responses reveal
much about a person, so during the potential juror's response, the
attorney must carefully watch his movements, body language, facial
expressions, and mannerisms to determine if the juror will be receptive
to his later arguments. For example, a juror who can not look his
interrogator in the eye or who can not stop playing with his top
button may just be nervous, or he may be telling a verbal untruth.
It is extremely important to sound sincere and express genuine
interest in each juror. One way to do this is to apologize ahead
of time for any prying personal questions. Jurors resent having
to display their personal life in public, so the attorney should
explain the purpose and ask forgiveness of the jury pool as a whole.
The jury should be addressed in a friendly, calm, courteous, and
respectful manner that allows the juror to feel like an equal to
the attorneys. Attorneys can make each juror feel like the most
important person in the room by addressing each juror by name, active
listening, and some humility. An attorney should never be sarcastic
because it may offend jurors, but if the attorney inadvertently
embarrasses a juror, he should apologize immediately.
Attorneys should avoid repetition, so that the jurors will not
become bored. If routine questions are repeated for each juror,
the panel begins to feel as if the attorney does not really care
about the responses or about them as human beings. Also, jurors
should be prepared for harmful evidence against the lawyer's client.
If jurors discover damaging information at a later point in the
trial, they will become distrustful of the attorney because of the
belief that he was trying to cover up the secret. Similarly, the
lawyer should quickly object to misstatements of law made by opposing
counsel during voir dire. He should object in a clear, calm, informative
manner, using simple language so the potential pool does not think
he was trying to block the truth. If a prospective juror should
become antagonistic, the attorney should refrain from exhibiting
belligerence at all costs because another venireman selected to
hear the case may resent the display of attitude. The best thing
to do would be to politely and unobtrusively move on to questioning
the next juror.
Friends should not sit on the same jury because they may be more
apt to be persuaded by the other. Jurors who are experts on the
particular issue in the case should also not be impaneled because
of the potential for impressing his outside knowledge upon the rest
of his peers. When excusing jurors, counsel should be very careful
to be extremely polite. This is because that person may have become
friendly with a juror who was selected to hear the case, and offending
that person could be enormously detrimental to one's case. The smartest
attorneys are those that remember the juror's responses concerning
issues and beliefs during voir dire and proceeds to use those very
words in closing argument.
Counsel should make a concerted effort to display a laid back demeanor.
Attorneys may want to consider turning their chairs around to the
other side of the desks in order to face the jury pool. Begin by
acclimating the jury to the courtroom procedures, facts of the case,
and relevant law, and then ask all prospective jurors the same general
questions: What do you do for a living, What does your spouse do
for a living, What are your feelings on the law, Have you ever been
a victim of a crime, Did they catch that person, What do your children
do, What do you teach, Is there anyone close to you in law enforcement,
What are your hobbies, Have you sat on a jury before, Did you reach
a verdict, etc. If the attorney is a local, he/she should make sure
that all the veniremen are aware of that fact. One may make comments
such as, ""Barney is your brother? He can sing so well!
.... I heard you give a speech yesterday .... You are a stay at
home mother? G-d Bless You." It is also important to ask how
much pre-trial publicity or outside knowledge they have of the case.
Attorneys should be sure to introduce themselves, remember everyone
by name, and relax people with humor. Before questioning the panel,
make a brief 'speech' as follows: "Are you nervous? Well, it's
okay to be nervous and it's normal. I read a pole a few days ago
that said the biggest American fear is public speaking. Number two
is death. I am nervous speaking in public too. I am especially nervous
because I have to ask you some very personal questions. I am not
trying to pry, but this allows us to know more about you. I want
to apologize for those questions right now. I promise not to embarrass
you, and if I inadvertently make you uncomfortable, just tell me
you'd rather answer that question in private. I also want to thank
you now for your time and your honesty."
There are ways to make people reply in the desired manner. The
best thing to do is slightly change around their words when repeating
their answer to get the answer you want. For example, "Would
it be fair to say
If I understand you correctly, you
are saying
." Also, just by asking the same question
repeatedly in a different way, the jurors will change their answers.
The jurors will begin to open up, tell stories (i.e. rapes, murders,
accidents, etc.), and share feelings. With active listening and
one-on-one friendly conversational style, the attorney will make
it easy for those jurors to disclose the most private of information.
Above all, respect should be displayed for everyone, no matter the
occupation or status because they all have their own stories to
tell. By asking case specific yet general questions, the attorney
is essentially suggesting what the theories of the case will be
and planting the seed as to how the prospective jurors should be
thinking.
The Trial Consultant not only creates specifically tailored voir
dire questions which uncover biases and prejudices, but also help
to educate the prospective jurors as to the issues and themes of
the case. The questions are phrased in such a way as to precondition
and hopefully elicit the desired response from one of the jurors
for all the others to hear. The trial consultant is also available
to assist the attorney during the actual jury selection by observing
and analyzing the potential juror's responses, and then helping
to formulate challenges for cause peremptory challenges.
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