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By Marni Becker-Avin
The
psychological underpinnings of voir dire are not consistent with
the legal limitations and customary practices for questioning of
jurors. There is conflict between the inherent purpose of voir dire,
which is to find impartial jurors from a pool representative of
the community, and the true yet unstated purpose of every attorney,
which is to find jurors predisposed to their position.
Towards those ends, the court allows attorneys to question jurors.
Lawyers want the greatest possible latitude to delve into juror
proclivities and psychological indicators of bias. The court, on
the other hand, restricted by the notion that the object is impartiality
and justice, limits the questioning within parameters established
by case law and predicated, at least in theory, on notions of fairness.
This paper will examine, first, the history and judicial parameters
for voir dire. Then, using case study, I will compare the practical
objectives and methodology of a trial team, including attorneys
and jury consultants. It will include interviews with trial judges,
trial attorneys, and jury consultants who use principles of psychology
to assist attorneys in jury selections. I have shadowed a jury consultant
and will interpose my experience. The cases I have followed contain
a classic examination of prejudice, and the parties believed that
the outcome was largely dependent on jury selection.
History of
The Jury
The earliest juries of our time were required to have
personal knowledge of the case and to base their verdicts solely
on that knowledge. Evidence was not relied upon in the determination
of guilt until the year 1330 when the jury began to fill the role
as the defendant's protector against government persecution.
[1] Historically, juries were representative
not of the masses but only of elite, white males, who owned property,
were educated, and of good character. It was not until hundreds
of years later when women and African-Americans were included on
juries and the modern "cross section of the community"
standard became the norm.
[2]
What is Voir
Dire?
The literal translation of Voir Dire is "to see
and speak the truth." Technically, voir dire is the preliminary
stages of a trial where prospective jurors are examined to determine
their suitability to serve as jurors on the particular case. Otherwise
known as jury selection. The stated purpose of the procedure is
to excuse jurors holding biases that are likely to interfere with
their impartiality.
[3] Because of the Sixth and Fourteenth Amendments
of the U.S. Constitution which provide for a fair and impartial
jury, voir dire is important in order to achieve a broad representation
of the community. This should include members of the defendant's
own persuasion represented on the jury to preserve the appearance
of fairness and to function as a hedge to overzealous prosecutors. [4]
While potential juror lists were formerly compiled from voter registrations,
most states now supplement the voter lists with drivers' license
lists. There are some general disabilities that may disqualify someone
for jury service: a male or female under 18 years-old, a non-citizen
of the United States, a non-resident of the state of jurisdiction, and those
previously convicted of a felony.
[5] People of unpredictable character and behavior
who may be drug addicts or alcoholics are initially eligible to
be questioned during voir dire. The test for determining competency
is whether a juror can disregard any prejudice he may have and render
a verdict solely on the evidence presented and the judge's instructions.
There should ideally be no preconceived opinions; thus, a juror
should be excused if there is a question
[6] of his remaining impartial in his decision.
The voir dire may be conducted by either the Judge or the attorneys.
Although there is not any empirical studies to measure the quality
of the information elicited, it is suggested that judge conducted
voir dire not only saves time and money but also increases juror
candor because of the formal demeanor of the Judge.
[7] Critics argue, however, that there is less
candor on the part of the jury because they are concerned about
displeasing the judge; thus, they simply tell His Honor what they
think he wants to hear.
[8]
In 1965, a researcher by the name of Broeder found that potential
jurors distort their replies to questions posed during voir dire. [9] Also, in an empirical study designed to
measure juror disclosure, it was found that jurors disclosed more
to those who they liked, who shared equal status with themselves,
and who reciprocated by disclosing self information of their own. [10] The method in this experiment was to have half of the
116 eligible community residents questioned by the judge and the
other half questioned by the attorneys.
[11] Results of the study showed that the jurors
changed their answers twice as much when questioned by a judge,
were more candid in disclosing their beliefs when questioned by
an attorney, and were more forthright and honest when questioned
by an attorney with a personalized rather than formal demeanor. [12] It further seemed apparent that if the
interviewer presented a warm and friendly persona, then not only
would he gain positive regard for his clients, but the jurors also
disclosed more because they did not think they would be punished
for their answers.
After the jurors are questioned on their background and views of
the law, their impartiality must be assessed. Based on this determination,
the attorneys have two procedures for excusing a juror incapable
of rendering a fair and impartial decision: peremptory challenges
and challenges for cause. For those jurors that do not meet the
statutory requirements or admit a prejudice, attorneys can challenge
them for cause. In that case, the judge has the discretion to grant
or deny excusal. Peremptory challenges can be exercised for no stated
reason, even if it is just a gut feeling of the attorney. "Prudent
use of either challenge is, of course, contingent on getting honest,
accurate information from potential jurors regarding their background,
attitudes, and beliefs."
[13]
Jury Demographics
Historically, underrepresentation of racial minorities was ensured
by the use of registered voting lists, individual state requirements
such as ability to read and write, absence of convictions of record,
the state resident requirement, and the stereotypes actually behind
peremptory challenges. [14] Federal Law states that jury selection
must be random and representative within specified geographic districts
in the court's jurisdiction. [15]
In Baston v. Kentucky, the Supreme Court held that peremptory
challenges could not be used to exclude jurors on the basis of race.
[16] The Court reasoned that by enforcing a
discriminatory strike, the lower courts are in essence becoming
a party to the biased act. [17] The judge has discretion in conducting
voir dire, and the Constitution does not always entitle a defendant
to ask questions on voir dire specifically directed towards matters
that may prejudice him.
[18] However, in some cases where a significant
issue concerns the race of the defendant, the constitution requires
that the panel be so questioned. In another case, Ham v. S. Carolina,
in which the defendant was a known civil rights activist, the Supreme
Court required lower courts to ask jurors whether they could be
impartial and disregard any prejudice they may keep.
[19] Since this question is unlikely to produce
any telling information about the jurors, attorneys are likely to
supplement it with questions about interracial friendships, voting
patterns, views on race, and other private matters. [20] In order for the excluded person to be
part of a racially protected group, the person must have common
ideas and attitudes representative of that group so that the community
of interests would not be represented if that person were excluded,
and the person must have experienced discriminatory treatment and
be in need of protection from community prejudice.
[21]
Until recently, courts were split on whether the Batson
rule extends to gender. However, the Supreme Court has, in a five
to four decision, in JEB v. Alabama, made an affirmative
ruling on the matter, concluding that Batson should and does extend
to cases of gender bias. [22] If it is a false assumption that members
of the same race would be partial to one of their own, then it follows
that the same must hold true for members of the same sex.
[23] Gender, like race, would be an unconstitutional
proxy for juror competence and impartiality; thus, the Supreme Court
decided that peremptory challenges can not be used to remove jurors
based on sex either. [24]
Individual attitudes are more revealing then gender stereotypes.
Extending the Batson rule to gender may open the door for
exclusion of potential jurors based on age, religion, employment,
and political affiliation. Therefore, if attorneys were allowed
more latitude in questioning prospective jurors, then there would
be no need for the controversial peremptory challenges. [25] However, while peremptory challenges would
not be necessary if lawyers could more freely explore for bias,
they may still be desirable. This is because the challenges allow
lawyers to question prospective jurors intensely without too much
fear that the juror will retaliate against the lawyer's client in
the event that a challenge for cause is not granted. Further, if
a lawyer has an intuitive negative feeling about a juror (or visa
versa) and there is no viable way to get a challenge for cause granted,
then the peremptory challenge could be used to get that juror off
the panel.
If, however, the lawyers were permitted more latitude in questioning
prospective jurors, the court's resources would be taxed because
of the extraordinary lengthy voir dire examinations. Efficiency
and economic issues would have to be taken into account. Therefore,
in order to protect privacy and speed up the process of selection,
judges limit the type and number questions attorneys can ask potential
jurors. [26] In order to strike a balance, the judge
has the discretion to set a time limit at the outset of the case.
In doing this, he may want to consider the length and complexity
of the case as a whole and then place a time limit on the voir dire
that would coincide. Thus, in a capitol case, with issues of grave
importance, voir dire should be unlimited in time and scope in order
to better learn about juror proclivities.
In a capitol case, jurors are also selected or rejected based on
their views of the death penalty. If a potential juror could fairly
determine guilt or innocence but could not impose the death penalty,
then that person may be excluded from the jury; this is true even
though these people tend to engage in more vigorous debate and discussion
before reaching their decision. [27] If, on the other hand, the potential juror
could fairly determine guilt or innocence but could impose the death
penalty, then they are includable as part of the jury; this is true
even though these people are more likely to consider a defendant
guilty and convict him before hearing any evidence. [28] Thus, the death qualification process
seems to produce a biased jury as opposed to the sought after impartial
jury. In an experiment conducted with 600 participants, 500 were
includable jurors who would impose the death penalty in a series
of murder vignettes they were given to read . [29]
The study showed that even people opposed
to the death penalty (excludables) would apply it anyway in especially
heinous or cruel crimes. [30]
Excludable jurors are also, however, more favorable to the insanity
defense than the death-qualified jurors who will actually be hearing
the case. [31] In another case study, where jurors read
insanity vignettes and made judgments of guilt or innocence, it
was found that death-qualified jurors were more likely to vote guilty
in mental disorder cases (i.e.: schizophrenia). [32] The experiment also made clear that people who favor
the death penalty are more likely to favor the prosecution, distrust
the defendant and his attorneys, take a punitive attitude, and believe
the insanity defense to be a cop out.
[33]
One of the most important reasons for not selecting a member of
the panel to sit on the jury is prior knowledge of the case. Because
of the tremendous growth of the media, news coverage of a trial
has the potential to become imbedded in the minds of the community
and affect the defendant's right to a fair trial. In this respect,
the First Amendment right to free press is in conflict with the
Sixth Amendment right to a speedy and impartial trial because the
more people who know the media's version of the facts, the longer
it takes to find an impartial jury. Jurors with more extensive knowledge
about a case are more likely to favor the prosecution even if it
is a new story covering no specific facts about the case (i.e.:
prior record, failed lie-detector test, confessions, etc.).
[34] While judges can instruct jurors to base
verdicts solely on the evidence presented in court, jurors lack
the cognitive control to prevent the information from influencing
their judgments.
[35] Voir dire is the remedy that the defendant
must rely upon to protect him from the adverse effects of pretrial
publicity. [36]
By selecting a jury from a panel comprised of many demographic
groups, we do not necessarily obtain an impartial jury, but we do
acquire a jury that better reflects the actual biases of the population. [37] The hope is that the combination of opposing
biases will cancel each other out in deliberations and provide for
impartiality in the decision. [38] The wider the variety of life experiences,
beliefs, and background of the jury, the more likely it is that
the verdict will err on the side of fairness and impartiality.
But Is Impartiality
the True Objective of Jury Selection?
While the socially accepted purpose of voir dire is to screen out
and excuse potentially biased jurors, the true unstated purpose
of the process is to reject jurors biased against your side. Attorneys
select jurors who they will be able to persuade, not jurors who
will be "fair and impartial" to both sides. The art of
manipulation is used by both sides to precondition the jurors to
each client's advantage. Since voir dire gives the jury its first
impression of the attorneys, it is the counsel's best chance to
sell himself and his client. The questions on voir dire enable the
attorneys to ascertain how a juror thinks and what he will be receptive
to hearing.
Attorneys can educate jurors on the facts and the law through the
voir dire questions. The attorneys should become adept at asking
questions in a way that will elicit the desired response. Many attorneys
attempt to educate jurors not only to ascertain which ones would
be favorable but also to make them more favorable by educating them
about the issues in the case. By asking questions of one potential
juror, the lawyer can educate and bias the others on the panel.
If one juror replies in the sought-after manner in front of the
rest of the panel, then the other potential jurors become exposed
to that way of thinking. For example, consider the case where the
main issue was proper installation of a child seat in a car. There
is one mom on the panel, and the rest of the jurors are older men.
The attorney can ask her how she installs her car seat to best keep
her child safe. If the attorney can get her to say that a particular
installation is unsafe, then she becomes an expert witness of sorts.
This may plant a lasting impression that the lawyers would want
to make in the mind of other jurors who may not have had similar
experiences.
Open-ended, non-directive questions that require more than a yes/no
answer are best in order to get the desired answer. For example,
instead of saying, "Can you abide by the principle of law that
a defendant is not deemed guilty if he chooses not to take the stand?",
more would be learned about the juror by stating the question in
a different way: "Defendant is not required to take the stand
and testify, and if he does not, it can not be taken as evidence
of guilt. Some jurors have difficulty with this, and that's okay.
How would you react if the defendant did not take the stand and
testify on his own behalf?"
[39] A case study on non-directive voir dire
found that the informal style of asking questions created an atmosphere
where jurors felt less constrained to give a socially desirable
response and freer to express his actual feelings [40]
During voir dire, the attorney must set the stage for the jury
so they know what to expect if they are chosen. It is often said
that a case is won or lost on voir dire because it is the first
time that the attorney has the chance to build a rapport with the
prospective jurors. Since it is essential that each juror serving
be sympathetic to the case the attorney wishes to present, voir
dire must be utilized as a tool to precondition jurors. [41] Preconditioning serves two important functions:
it prevents the jury from thinking that the attorneys are trying
to hide information because the bad evidence is admitted right away,
and it causes the jury to be familiar and sympathetic to the client's
case. [42] While preconditioning may not be a "proper"
role for voir dire, we do not live in a perfect world and sometimes
justice is best served by preparing prospective jurors to be receptive
to views they may not have otherwise had coming into court.
Jurors not only learn about the law and facts of the case by listening
to the others on the panel, but they also may learn incorrect information
or various strategies to get excused from serving. Jurors can be
questioned individually or in front of the rest of the panel. As
suggested previously, because individual voir dire is time consuming,
most judges prefer group voir dire. For this reason, many jurors
may imitate answers they have heard given by their peers. This creates
an obstacle for attorneys who are trying to discover backgrounds
and attitudes and isolate prejudices. Because attorneys have found
that delving into juror proclivities is a psychological task, experts
called jury consultants are hired. Consultants practice scientific
jury selection which entails linking demographics and personality
traits to juror predispositions in order to predict verdicts.
[43] There are many different remedies, types
of questions, and techniques the attorneys and judge can implement
in order to ensure a "fair" trial.
Remedial Measures and Techniques
When a potential panel has been tainted by pretrial publicity, one
of the jurors yelling out biased misinformation in front of the
others, or the identity of one of the parties/attorneys, the judge
has various remedial measures at his disposal to counteract the
negative effects. Because of this prior knowledge, potential panels
in the community may have preconceived notions about the facts or
a dislike/distrust of one of the parties. [44] In this case, a judge may be inclined
to grant a motion for change of venue. Trial Consultants conduct
change of venue studies to determine the extent of community knowledge,
pre-existing community attitudes, and the prospects of a prejudiced
jury pool. Two techniques are utilized in order to accomplish the
change of venue study: media content analysis (ie: publicity research)
and community attitude surveys.
A venue study entails researching the demographics, media coverage
(print and television) in the nearby counties, and community attitude
surveys conducted in those areas. First, contact the chamber of
commerce in the county to research the general demographics of the
area (i.e. how many women, how many Hispanics, the mean age, etc).
In order to measure the extent of knowledge the surrounding counties
have of the specific case, visit a library in the county and read
back issues of newspapers dating back to when the-case actually
occurred. The community's attitude can be measured by calling people
in the area or going to a local mall and asking them questions about
a "hypothetical case." Ask people if they knew about the
case, how much they remembered, where they learned it from, how
much, how they felt about it, and general demographic questions
(i.e. age, income, status, occupation, and what newspapers they
read). "Even if the court denies a motion for a change of venue,
evidence of potential prejudice may persuade the court to expand
the questioning of prospective jurors during the voir dire, may
convince the court that individual as opposed to group questioning
is appropriate, and may increase the willingness of the court to
grant challenges for cause when a juror gives some sign of predisposition
in the case." [45]
Since it has already been established that voir dire is crucial
to the outcome of a trial, it would behoove the attorneys to find
out as much as they can about the jurors who will be deciding their
client's fate. Because extended voir dire accounts for more guilty
votes and people tend to lie when questioned in public,
[46] attorneys should ask a variety of questions covering
a wide spectrum of beliefs, attitudes, and backgrounds in order
to determine juror bias. Good questions to ask jurors which tend
to build a rapport with them and delve into their privacy include:
age, number of children, marital status, spouse's occupation, children's
occupation, attitudes toward big corporations, stock held in any
corporation, political affiliation and views, religion, education,
publications read and the frequency with which they are read, views
on the death penalty, experiences with the legal system, social
organizations, hobbies and interests, etc.
There are many other techniques implemented by trial consultants
in order to expose juror proclivities and prejudices and select
the jurors most inclined to vote for that side's client. These techniques
are used to guide attorneys in analyzing juror attitudes, identifying
strengths and weaknesses of the case, and predicting the outcome
of the case. Aside from case analysis and stratagem (the psychological
effects of the attorney's chosen words on the juror), the trial
consultant also conducts witness preparation (how to answer questions,
eye contact, body language, etc.), focus groups, mock trials, and
voir dire research.
In a focus group, mock jurors hear abbreviated arguments presented
by the trial team and are given actual jury instructions. They are
carefully observed and evaluated during deliberation to pinpoint
problem areas that may require more explanation. The main goal of
the focus group is to analyze issues in a case in order to shape
or refine the case. A mock trial is a more in depth and extensive
focus group which also tests the effect of opening and closing statements
on the jury. Jurors fill out questionnaires before, during, and
after the evidence is presented. The questionnaires before the trial
begins seek background information on the jurors as well as their
views on the particular facts and law in the case. The questionnaires
during and after the trial enactment ask, among other things, what
issues the jury believes to be the most important, why they voted
a certain way, and what could have been said that would have changed
their minds. After comparing the questionnaires, it becomes possible
to determine what type of person would likely be pro-plaintiff (or
state) and what type would be pro-defendant. Lawyers are sometimes
so involved with the case that they think they are explaining all
the pertinent information in an understandable manner. However,
"A pretrial test of juror reactions to the facts of the case
and arguments that both sides are expected to make can provide a
crucial warning that the message is unclear, that the theme initially
selected is not plausible, that jurors will be unconvinced by the
message, that jurors are troubled by missing information," [47] or that emphasis should be placed on an issue that
the attorney deemed minor.
While profiles of favorable juror prospects can be compiled through
pre-trial attitudinal questionnaires, a trial consultant implements
techniques in the courtroom as well (ie: jury selection, demonstrative
evidence, structuring opening statements and closing arguments,
and jury instructions). In-Court rating of attitudes and non-verbal
communications can be accomplished during voir dire by asking questions
and taking notice of body posture, speech disturbances, and tone
of voice. [48] In an effort to curb the extensive jury
questioning on voir dire, judges have been more willing to allow
the use of jury questionnaires. Lawyers can use these questionnaires
effectively to screen jurors for more extensive inquiries at voir
dire by finding on its face an indication of bias in the jurors
answers. This would allow freer and more expansive questioning of
the potential jurors; however, it is very unlikely that the jurors
would be honest and readily reveal bias on the questionnaires. There
are other ways to detect bias and determine which of the jurors
would be the most advantageous to select. Attorneys can help with
this by asking the right questions in the right way.
Who Do We Want on The Jury?
We want those who will vote for our client. Each
case requires certain individualattitudes
and beliefs on the part of the jurors in order to accomplish the
desired objective.
Few cases will ever be the same;
however, Ward Wagner, author of Art of Advocacy--Jury Selection,
discusses some generally accepted theories in the profession.
[49] Wagner says that women are good potential
jurors if the defendant or his attorney is handsome because women
tend to distrust other women. He states that since the desired juror
is one whose mind can be molded, those between 28-55 are preferable
because they are the most alert and receptive to complex defenses.
As far as the ethnicity of the jurors are concerned, Wagner points
out that a vigorous cross-examination of a person of certain descent
may be resented by jurors of the same background. On the other hand,
if the defendant is of a particular persuasion, jurors of that nationality
should be placed on the jury. According to Wagner, police officers,
military men, and their wives are usually not good selections for
a jury because they tend to believe that an arrest is a bona fide
indicator of guilt.
Further, if a juror can promise the court that his prejudice against
the defense of insanity will not impede his ability to be impartial,
then he will not be disqualified. However, if the attorney can get
the person to admit that he would require overwhelming proof of
insanity before acquitting the defendant, then the potential juror
will be excused. Wagner assures us that this rule applies similarly
to pre-trial publicity. If a juror can satisfy the court that he
will be impartial despite his exposure to outside knowledge and
preconceptions, then he will not be disqualified. If, however, the
juror has already formed a fixed opinion based on prior knowledge
or prejudice related to a material issue in the case, then he will
be excused from serving on that jury. For example, if the juror
has knowledge of prior case procedural history and knows that the
defendant has already been convicted by a jury, he may be of the
opinion that there is no reason for a second trial occurring just
because of some technicality. It is for this reason, Wagner states,
that if the attorney can persuade a potential juror to say that
they have knowledge of a prior conviction, then the person will
be excused because of the potential for bias and the inability to
be impartial. But how do the attorneys get the prospective jurors
to give the desired answers during voir dire?
Is there a Right
Way
to Conduct Voir Dire?
The true, yet unstated purpose of voir dire is to attempt to select
those jurors who will be receptive to the attorney's view of the
facts. This can be accomplished by building a rapport with the juror,
preconditioning the juror, and delving into each juror's private
thoughts and experiences. The comments of the attorneys explaining
who the principals are, what is going to happen, the applicable
law, the jury's function to obey the judge's instructions and decide
the case impartially, while necessary, elicit no useful information
about the jurors.
[50] Attorneys should ask the juror to discuss
his background, experiences, hobbies, interests, and activities
in order to procure information that can "help the lawyer decide
what kind of person the venireman is and if he will make a good
juror" to his side.
[51] Are there certain techniques that should
be utilized in pursuing this goal? Of course, as there are in any
craft.
Attorneys should begin by introducing themselves and their client
and discuss various aspects of the law. For example, the pool of
jurors should be informed that the plaintiff has the burden of proving
the case, what that standard of proof entails, and a quick sketch
of the facts in the case. The Lawyer should ask the jury panel right
away whether they can hold the plaintiff to his burden, if they
know anything about the accident or crime, if they have any bias
against the particular law to be used in the case, and if they know
any of the parties or witnesses in the case. [52]
Silent responses reveal much about a person,
so during the potential juror's response, the attorney must carefully
watch his movements, body language, facial expressions, and mannerisms
to determine if the juror will be receptive to his later arguments.
For example, a juror who can not look his interrogator in the eye
or who can not stop playing with his top button may just be nervous,
or he may be telling a verbal untruth.
It is extremely important to sound sincere and express genuine
interest in each juror. One way to do this is to apologize ahead
of time for any prying personal questions. Jurors resent having
to display their personal life in public, so the attorney should
explain the purpose and ask forgiveness of the jury pool as a whole.
The jury should be addressed in a friendly, calm, courteous, and
respectful manner that allows the juror to feel like an equal to
the attorneys. Attorneys can make each juror feel like the most
important person in the room by addressing each juror by name, active
listening, and some humility. An attorney should never be sarcastic
because it may offend jurors, but if the attorney inadvertently
embarrasses a juror, he should apologize immediately.
Attorneys should avoid repetition, so that the jurors will not
become bored. If routine questions are repeated for each juror,
the panel begins to feel as if the attorney does not really care
about the responses or about them as human beings. Also, jurors
should be prepared for harmful evidence against the lawyer's client.
If jurors discover damaging information at a later point in the
trial, they will become distrustful of the attorney because of the
belief that he was trying to cover up the secret. Similarly, the
lawyer should quickly object to misstatements of law made by opposing
counsel during voir dire. He should object in a clear, calm, informative
manner, using simple language so the potential pool does not think
he was trying to block the truth. If a prospective juror should
become antagonistic, the attorney should "refrain from exhibiting
belligerence at all costs because the venireman may be on a future
panel or another venireman selected to hear the case may resent
the display of attitude."
[53] The best thing to do would be to politely
and unobtrusively move on to questioning the next juror.
Friends should not sit on the same jury because they may be more
apt to be persuaded by the other. Jurors who are experts on the
particular issue in the case should also not be impaneled because
of the potential for impressing his outside knowledge upon the rest
of his peers. The athletic looking juror is hard to convince, but
once convinced he will usually be loyal to the chosen side.
[54] When excusing jurors, counsel should be
very careful to be extremely polite. This is because that person
may have become friendly with a juror who was selected to hear the
case, and offending that person could be enormously detrimental
to one's case. The smartest attorneys are those that remember the
juror's responses concerning issues and beliefs during voir dire
and proceeds to use those very words in closing argument.
Counsel should make a concerted effort to display a laid back demeanor.
Attorneys may want to consider turning their chairs around to the
other side of the desks in order to face the jury pool. Begin by
acclimating the jury to the courtroom procedures, facts of the case,
and relevant law, and then ask all prospective jurors the same general
questions: What do you do for a living, What does your spouse do
for a living, What are your feelings on the law, Have you ever been
a victim of a crime, Did they catch that person, What do your children
do, What do you teach, Is there anyone close to you in law enforcement,
What are your hobbies, Have you sat on a jury before, Did you reach
a verdict, etc. If the attorney is a local, he/she should make sure
that all the veniremen are aware of that fact. One may make comments
such as, "Barney is your brother? He can sing so well! ....
I heard you give a speech yesterday .... You are a stay at home
mother? G-d Bless You.” It is also important to ask how much pre-trial
publicity or outside knowledge they have of the case.
Attorneys should be sure to introduce themselves, remember everyone
by name, and relax people with humor. Before questioning the panel,
make a brief `speech' as follows: "Are you nervous? Well, it's
okay to be nervous and it's normal. I read a poll a few days ago
that said the biggest American fear is public speaking. Number two
is death. I am nervous speaking in public too. I am especially nervous
because I have to ask you some very personal questions. I am not
trying to pry, but this allows us to know more about you. I want
to apologize for those questions right now. I promise not to embarrass
you, and if I inadvertently make you uncomfortable, just tell me
you'd rather answer that question in private. I also want to thank
you now for your time and your honesty."
There are ways to make people reply in the desired manner. The
best thing to do is slightly change around their words when repeating
their answer to get the answer you want. For example, "Would
it be fair to say .... If I understand you correctly, you are saying
...." Also, just by asking the same question repeatedly in
a different way, the jurors will change their answers. The jurors
will begin to open up, tell personal stories (i.e. rapes, murders,
accidents, etc.), and share feelings. With active listening and
one-on-one friendly conversational style, the attorney will make
it easy for those jurors to disclose the most private of information.
Above all, respect should be displayed for everyone, no matter the
occupation or status because they all have their own stories to
tell. By asking case specific yet general questions, the attorney
is essentially suggesting what the theories of the case will be
and planting the seed as to how the prospective jurors should be
thinking.
Conclusion
Cases are won and lost on Voir Dire. While the socially accepted
purpose of voir dire is to isolate and excuse potentially biased
jurors, the true, yet unstated, purpose of the process is to reject
jurors biased against your side. A balance can be properly struck
between the justice system's desire to select impartial juries and
the lawyer's interest in selecting sympathetic ones by better training
and preparing our lawyers or eliminating jury trials and leaving
the voir dire to be conducted by the judge. However, this would
ignore that judges have bias too, and sometimes their bias is more
deeply rooted than that of the community. Attorneys attempt to select
jurors who they think will be able to persuade, not jurors who will
be "fair and impartial" to both sides. The art of manipulation
is used by both sides to precondition the jurors to the attorney's
theories of the case. Attorneys strive during Voir Dire to build
a rapport with the potential jurors on the panel because studies
show that veniremen are more likely to disclose private attitudes,
beliefs, and experiences to a friendly, informal person who treats
them as equals.
The questions on voir dire enable the attorneys to ascertain how
a juror thinks and what he will be receptive to hearing. Effective
attorneys have perfected the art of asking questions in a way that
will elicit the desired response or disclosure of information. Because
human beings are complex and attorneys want those jurors who are
predisposed to vote in favor of their client, the trial team usually
hires a consultant to analyze and strategize the case. Techniques
such as focus groups, mock trials, community attitude surveys, and
pre-trial publicity research help to educate the attorney about
the extent of knowledge the prospective jurors will have about the
case, their preconceived opinions and views on the case, problem
areas that need to be emphasized or refined, and how the wording
of their arguments will psychologically effect the jury.
It is extremely important to be or at least sound sincere and express
genuine interest in each juror. One way to do this is to apologize
ahead of time for any prying personal questions. The jury should
be addressed in a friendly, calm, courteous, and respectful manner
that allows the juror to feel like an equal to the attorneys.
There is conflict between the inherent purpose of
voir dire, which is to find impartial jurors from a pool representative
of the community, and the true yet unstated purpose of every attorney,
which is to find jurors predisposed to their position. We are not
really looking for fair and impartial jurors, but jurors who will
be on our side. We attempt to get rid of the worst people and live
with the rest .... jury deselection.
[1] Deidre Golash J.D., Ph.D., Race,
Fairness, and Jury Selection, 10 BEHAV. SCI. & L., 155-177
(1992).
[3] Susan Jones, Judge Versus Attorney
Conducted Voir Dire: An Empirical Investigation of Juror Candor.
11 LAW & HUM. BEHAV., 131 n. 2 (1987).
[4] Deidre Golash J.D., Ph.D., Race,
Fairness, and Jury Selection, 10 BEHAV. SCI. & L., 155-177
(1992).
[5] Florida Civil Trial Practice. Jury Selection, Chapter 3.
[6] Trial Handbook for Florida Lawyers. 3d. Chapter 8.
[7] Susan Jones, Judge Versus Attorney
Conducted Voir Dire: An Empirical Investigation of Juror Candor.
11 LAW & HUM. BEHAV., 131 n. 2 (1987).
[14] Hirashi Fukurai, Edgar Butler,
Richard Krooth, Where Did Black Jurors Go? A theoretical synthesis
of racial disenfranchisement injury system and jury selection.
[15] U.S. 90th Congress House Report. 1968.
[16] Baston v. Kentucky, 746 U.S. 79 (1986).
[17] By Paul Cassell, 200 year old
tradition of peremptory challenges fades away, at A21.
[18] Ristaino v. Ross, 424 U.S. 589 (1975).
[19] Ham v. S. Carolina, 409 U.S. 524 (1973).
[21] U.S. v. Dipasquale, 864 F.2d 271, 275 (3d Cir. 1988), cert.
denied, 492 U.S. 906 (1989).
[22] 511 U.S. 127 (1994).
[23] By Paul Cassell, 200 year old
Tradition of Peremptory Challenges Fades Away, at A21.
[24] Sex Bias Barred in Jury Selection.
SUN SENTINEL, April 20, 1994,
at Court 9A.
[26] Susan Moses-Zirkes, Does Gender
Matter in Choosing Juries? PUBLIC INTEREST DIRECTORATE MONITOR.
P40.
[27] Lockhart v. McCree, 476 U.S. 162
(1986); Robert Robinson, What does unwilling to impose the
death penalty mean anyway? Another look at excludable jurors.
17 LAW & HUM. BEHAV. n. 4 (1993).
[31] Phoebe Ellsworth, Raymond Bukaty,
Claudia Cowan, and William Thompson, Death Qualified Jury and
Defense of Insanity. 8 LAW & HUM. BEHAV., n. 1/2 (1984).
[34] Geoffrey Kramer, Norbert Kerr,
and John Carroll, Pretrial Publicity, Judicial Remedies, and
Jury Bias. 14 LAW & HUM. BEHAV., n. 5. (1990).
[37] Deidre Golash J.D., Ph.D., Race,
Fairness, and Jury Selection, 10 BEHAV. SCI. & L., 155-177
(1992).
[39] Kathy Middendorf and James Luginbuhl,
Value of a non-directive voir dire style in jury selection.
22 CRIMINAL JUSTICE & BEHAVIOR, n. 2 American Assoc. for Correctional
Psychology (1995).
[41] Florida Civil Trial Practice. Jury Selection Chapter 3.
[43] Gary Moran, Brian Cutler, Anthony
De Lisa, Attitude toward tort reform, scientific jury selection,
and juror bias: verdict inclination in criminal and civil trials.
18 LAW & PSYCH. REV., 309.
[44] Shari Seidman Diamond, Scientific
jury selection: What social scientists know and do not know.
73 JUDICATURE, n. 4. (1990).
[46] Gary Moran, Brian Cutler, Elizabeth
Loftus, Jury selection in major controlled substance trials:
the need for extended voir dire. 3 FORENSIC REPORTS 331-348.
(1990).
[47] Shari Seidman Diamond, Scientific
jury selection: What social scientists know and do not know.
73 JUDICATURE n. 4. (1990).
[48] Jeffery Frederick, Ph.D., Social
Science Involvement in Voir Dire: Preliminary data on the effectiveness
of "scientific jury selection". Vol. 2 n. 4. (1984).
[49] WARD WAGNER, JR., ART OF ADVOCACY--JURY
SELECTION. (Matthew Bender ed., Times Mirror Books 1989).
[50] Florida Practice and Procedure. Chapter 23 p376.
[54] WARD WAGNER, JR., ART OF ADVOCACY--JURY
SELECTION. (Matthew Bender ed., Times Mirror Books 1989).
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